Chapter 4. More Slope Sign Analysis
Volume 3, Why Slopes and More Math.
See the calculus previews 1 and 2 for quick or alternative view of the
material in chapters 2 to 5.
Identifying intervals where a slope is positive or negative locates the
uphill and downhill portions of a trail y = h(x).
Several examples follow. Examples like these require and improve
algebraic reasoning skills.
A Linear Function
For the height function y = h(x) =
6x-3, the slope m = 6 is positive
everywhere. So on any finite interval [a,b], the height
increases as x increases. (Take a = 3 and b = 6 if you
wish).
The low-point or least value of the function occurs at the left end
x = a. The high point or greatest value occurs at the right
end x = b.
Another Linear Function
For the height function y = h(x) = -3x+7, the slope m = -3 is negative everywhere. So on any finite interval
[a,b], the height decreases as x increases. (For
concreteness, take a = -2 and b =
4 if you wish).
The low-point or least value of the function occurs at the right end
x = b. The high point or greatest value occurs at the left
end x = a.
[Play
Video] 2¼ minutes: Slope Sign Analysis. Example of how to
describe where a 2D hill has increasing height and decreasing height from
sign analysis of a linear expression for the slope (derivative) of
a function.
A Quadratic Function
The slope function (or derivative function) for the quadratic height
function
y = h(x) = x 2 - 6 x +2
is given by m = g(x) =h'(x)=2x-6 = 2(x-3)
Why this is so is an intellectual debt which you may owe yourself. From a
sign analysis of the slope or derivative, what can be said about the
behavior of the original function y = h(x)?
Solution. The sign analysis follows.
-
For x > 3, the factor (x-3) and the slope m = 2(x-3) are both positive.
-
For x < 3, the factor (x-3) and the slope m = 2(x-3) are both negative
-
For x = 3, the factor (x-3)
and the slope m = 2(x-3) are
both zero.
This sign analysis of the slope m = 2(x-3) implies the following diagram.
The sign analysis leads to the following conclusion. The lowest point on
the graph of the quadratic height function y = h(x)
= x2-6x+2 is at
x = 3.
Note that this conclusion also comes more from a previous knowledge of
quadratics. For instance, by completing the square, y =
h(x) = x2-6x+2 = (x-3)2-32+2 = (x-3)2-7 ³ -7 with equality only at
x = 3. The foregoing sign analysis gives the same information that
could have been obtained by another method. In the case of quadratics,
sign-analysis of slopes does not give much new information. The
calculation of slopes and their sign analysis is of greater interest for
more complicated height and slope formulas.
Exercises
For each of the following cases where the slope function m is
given by a simple formula, find the x coordinate of the high and
low points for the corresponding height function y =
h(x).
-
m = 2 for 10 < x < 15
-
m = -8 for 2 < x
< 4
-
m = 0 for 1 < x < 2.5
-
m = x-4 for 0<
x < 8
-
m = (-1)(x-4) for 0 < x < 8
A Cubic
The slope function for the cubic height function
\[y = h(x) =\frac13x^3-x^2-3x+2 \]
is given by the quadratic function
\[m = g(x) = h'(x) = x^2-2x-2 \]
Why this is so is another intellectual debt. We will find
-
the high and lowest points for x in the closed interval
[-4,6].
-
the greatest and least value of the height h(x) for
x in the same interval [-4,6]
Solution. First, we do a sign analysis of the function formula
for slope m = x2-2x-3. The function is
quadratic. There are many ways to find where it is positive, zero or
negative. For this particular quadratic formula, factorization by
inspection is possible.
Footnote: Factorizations of quadratics can also be
done with the help of the quadratic formula. The case where there is no
real roots can occur.
Observe
Therefore m = x2-2x-3 = 0 when x =
3 and when x = -1 in the interval
[-4,6]. A sign analysis of the factors and then
of m is given in the next diagram together with some conclusions
drawn from the sign analysis.
The first two subdiagrams 1 and 2 show the signs of the two factors
(x+3) and (x+1) of the slope m =
(x+3)(x+1). Subdiagram 3 shows or counts the number of
negative signs in the computation of the slope m. This number
depends on the factors. Subdiagram 4 shows where the slope m is
positive and where it is negative. Based on subdiagram 4, the bottom
diagram 5 employ arrows to show where the height y =
h(x) is increasing and where it is decreasing. This
information then gives or determines the locations of the low and high
points in the interval [-4,6] where
-4 < x < 6.
In particular, observe there are two high points in the interval
[-4,6]. One is at x = -1 and the other is at x = 6. It is not possible
to say which high point gives the greatest value of h(x)
without computing h(-1) and h(6)
or otherwise finding the sign of the difference h(6)-h(-1). Now a simple
calculation gives h (-1) = 3.67 and
h(6) = 20.0. Thus the highest point or peak occurs at x = 6
in this case. There the height is y = 20.0 = h(6). The
lowest point in the interval can be found similarly.
[Play
Video] 4¼ minutes: Sign Analysis for slope given by
product of two linear terms, terms that appear here after the
factorization of a quadratic.
Exercises
For each of the following cases where the slope function m is
given by a simple formula, find the x coordinate of the high and
low points for the corresponding height function y =
h(x).
-
m = (-1)(x-4) for 0 < x < 8
-
m = (x-1)(x-2) for 0
< x < 4
-
m = x2-3x-2 for 0
< x < 4
-
m = x2+2x+4 for 0 <
x < 10.
Note that x2+2x+4 =
(x+1)2-1+4 =
(x+1)2+3 ³ 3 > 0.
This quadratic is positive everywhere.
-
m = -10(x-1)(x-2) for 0
< x < 4
Sign Analysis Using More Factors
The slope function (derivative) for a function y =
h(x), formula not given, forgotten or secret, is given by
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m = g(x) = (x-1)(x-2)(x-4)(x+3)
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Problem: Find the x coordinates of the low and high points
in the interval where 0 < x < 5.
Idea: Use your browser zoom out feature (125%) to fit video
in window.
Solution. The factors of m change sign at +1, +2, +4 and
-3, respectively. We can almost ignore -3 as it is not in the interval of
interest. A sign analysis of the factors and then of the slope m
follows.
The first line subdiagrams 1 to 4 show the signs of the factors of the
slope m. The line subdiagram 5 with expressions of the form
(-1)p = (-ve)p indicates the number
p of negative signs in the slope product m =
(x-1)(x-2)(x-4)(x+3).
This number depends on the factors and the location of x. The line
in subdiagram 6 shows where the slope m is positive and where it
is negative. The arrows below it indicate the behavior of the height
y = h(x). That is, they show where the height
y = h(x) is increasing and where it is decreasing.
This information locates the low and high points in the interval [0,5] of
interest.
In particular, from the above analysis, there are low points at x
= 1 and at x = 4. There are also high points at x = 0, at
x = 2 and x = 6. Note no conclusion can be drawn from the
above analysis about which high point is highest or which low point is
lowest. The ability to compute the height h(x) at these
points would help in locating the highest and lowest points.
[Play
Video] 6¾ minutes: Sign Analysis for slope given by product
of three linear terms
Exercises
For each of the following cases where the slope function m is
given by a simple formula, find the x coordinate of the high and
low points for the corresponding height function y =
h(x).
-
m = (x+2)(x-5)(x+1) for -5
< x < 4
-
m = (x-2)) (x-3)(x+1) for -5
< x < 4
Pay attention to the end points of each interval. Each end point of an
interval may be a low or a high point, that is a minimum or maximum.
Sign Analysis with Divisors (Rational Functions)
[Play
Video] 5 minutes: (coming soon) Sign Analysis for slope
given by quotient of linear terms
The previous sign analysis could also help in the study of a
function with the slope which includes some of above factors as divisors.
For instance, the slope function (derivative) for another function y
= h1(x), could be given by
|
m1 = g1(x) =
|
(x-1)(x-2)
(x-4)(x+3)
|
|
|
When x ¹ 4 and x
¹ -3, this new slope
m1 = g1(x) has the same sign as
m = g(x) = (x-1)(x-2)(x-4)(x+3).
Postscript: (October 2008): Except at x = -3 and
when x= +4, the value of m1 =
g1(x) is undefined. That is small difference.
The sign analysis for m = g(x) =
(x-1)(x-2)(x-4)(x+3).
and hence m1 = g1(x) is
reproduced below with a minor change or two to avoid or identify
division by zero.

This suggests that sign analysis can be done by identifying those
intervals where factors and divisors are positive, negative or
zero. Note division by a negative divisor has the same effect on the sign
of m as multiplication by a negative factor -except at the point
that need to be omitted to avoid division by zero!
Exercises
For each of the following cases where the slope function m is
given by a simple formula, find the x coordinate of the high and
low points for the corresponding height function y =
h(x).
-
$m = \frac{(x+2)(x+5)}{x+1}$ for -5
< x < 4
-
$m = \frac{x+2}{(x+5)(x+1)}$ for -5
< x < 4
Pay attention to the end points of each interval. Each end point of an
interval may be a low or a high point, that is a minimum or maximum.
When \[m =\frac{q(x)}{r(x)}\] is a ratio of two polynomials, sign
analysis may be done by factoring of both the numerator (top) polynomial
q(x) and the denominator (bottom) polynomial
r(x) into linear and quadratic factors. Here the quadratic
factors which have real roots should be replaced by a product of linear
factors.
The Fundamental Theorem of Algebra (proven by Gauss), says in
principle that any polynomial can be expressed as a product of linear and
quadratic factors. But Galois theory, a specialized topic in advanced
algebra, implies no single exact formula or method, involving roots of
real and complex numbers for the factors, will suffice to factor a
polynomial of degree n > 5. In contrast, formulas involving
such roots are known for polynomials of degree n < 5.
With the advent of the computer, approximate methods can also be used to
approximately find the roots and factors of some polynomials. Moreover,
for some special kinds of polynomials of a fixed degree n > 5,
exact formulas involving roots of complex numbers can also be obtained -
Galois theory just implies that no one formula will work for all
polynomials of degree n > 5.
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For home-tutoring or -schooling, or for schools or colleges
with course content control: Secondary
Mathematics for Ages 11+, A Practical Approach.
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Calculus Starter Lessons
Calculus Lessons Elsewhere:
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How to Ace Calculus: Street Wise Guide - Mostly
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Flash
Video for Calculus Phobics
They cover basic topics in ways likely to complement your
notes, your textbooks and site material. When Goldilocks
trespassed in the house of the three bears, she found three bowls
of porridge, two not to her liking, and one just right. Different
bears have different tastes. As invited guest here and elsewhere,
if one or more explanations is not to liking, try another. It may
be better or just right.
Unsolicited Advice
Learning to do and high marks if it comes to easy is often
deceptive - light rather than deep. For that reason, students
with learning difficulties determined not to let it get in their
way may go deeper and farther than those with none. High marks,
if the come easy, may be deceptive - provide a too light and not
a deep mastery. That could have been your problem in secondary
school, one that leads to comprehension shock or difficulties in
calculus and more generally in the first year of college. Bon
Appetite.
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